Investment Risk and Compliance Officer at The Talent Expert

Is this you?

• You have a passion for regulatory compliance and risk management in the investment sector backed by a solid understanding of FAIS, CISCA, FICA and POPIA regulations.

What you’ll be doing (and why you’ll enjoy it)

• As the Risk and Compliance Officer, you will collaborate closely with Senior Compliance Officers to monitor and report on compliance risks facing the organization. You’ll play a key role in conducting file and transaction monitoring, reviewing financial promotions, and assisting with Anti-Money Laundering compliance on client reviews. Your expertise will support the implementation of regulatory training and the maintenance of compliance registers, ensuring the organization meets its regulatory obligations effectively. This role provides a stimulating environment where you can leverage your skills to drive compliance excellence and contribute to the firm’s reputation for integrity and trust.

Where you’ll be doing it

• You’ll be joining a leading wealth management firm based in Cape Town CBD, renowned for their commitment to excellence and their client-centric approach. With a strong presence in the financial industry, our client prides itself in fostering a collaborative and supportive culture where employees are encouraged to grow and succeed. You’ll get to join a team that values integrity, professionalism, and innovation and make your mark in the world of finance.

What you’ll need

• To succeed in this role, you’ll need a completed degree in Business, Finance or Law, along with relevant certifications such as Regulatory Examinations (RE1, RE3, RE5) and ideally Compliance or Anti-Money Laundering qualifications. You need to have at least 2 years of experience in compliance and risk management within the investments sector, with a solid understanding of FAIS, CISCA, FICA, and POPIA regulations. Experience in managing compliance-related queries and engaging with stakeholders will be advantageous. Strong communication skills, attention to detail, and proficiency in MS Office suite are essential.

What you’ll get

• In addition to a competitive salary and full suite of benefits, you’ll have the opportunity to work with a global leader in financial services, gaining exposure to diverse international markets and clients. Our client offers a supportive and collaborative work environment where your skills and expertise will be nurtured and developed. You will also have the option to work 3 days in the office and 2 days from home per week.