Business Compliance Officer - Global Markets Africa at Standard Bank Group

Job Description

• To support the CIB Head of Compliance Global Markets South Africa & Africa Region and Market Abuse Surveillance, the CIB Chief Compliance Officer, the Group Chief Compliance Officer and the embedded business risk management function to discharge their responsibilities relating to the compliance risk management process as required by relevant regulatory requirements, applicable codes of conduct and minimum standards.

Qualifications

Minimum Qualifications

• Degree in Legal or Finance or Accounting 
• CFA, RPE Exams, FRM, ACI would be an advantage

Experience Required
Compliance

• 5 - 7 years solid understanding of banking products and activities, and associated regulatory frameworks, including client assets and transaction reporting obligations. Knowledge of upcoming regulatory developments impacting the financial services. 
• 5 - 7 years a seasoned experience working in a compliance advisory capacity within IB environment.

Additional Information

Behavioural Competencies: 

• Generating Ideas
• Exploring Possibilities
• Providing Insights
• Documenting Facts
• Convincing People
• Articulating Information
• Interacting with People

Technical Competencies: 

• Process Governance
• Evaluation of Internal Controls
• Risk Awareness
• Financial Acumen
• Financial Industry Regulatory Framework
• Legal Compliance