Specialist: CIB Markets Compliance Surveillance - Sandton at Absa Group Limited (Absa)

Job Summary

• To perform trade surveillance on all orders and trades placed on local exchanges, across multiple asset classes for purposes of detecting actual or potential unethical trading practices. To monitor employee conduct on approved communication channels to detect and prevent unethical communication. To contribute towards enhancing the surveillance and general compliance control environment

Job Description

• Have extensive experience of the Global Markets environment
• Have extensive experience of the following products: Equity, Derivatives, Bonds
• Be able to identifying actual or potential instances of market abuse through the use of the existing surveillance monitoring tool
• Be able to investigate and close out surveillance alerts within agreed timelines
• Be able to escalating alerts in accordance with the procedure manual
• Should be in a position to contribute via research and development for purposes of enhancing the compliance surveillance value offering
• Should be willing to engage stakeholders be it the business or other control functions
• Be able to preparing and contribute towards market abuse training
• Be analytical
• Contribute positively to the culture of the team
• Be willing to work with and mentor junior staff members

Education

• Bachelor`s Degrees and Advanced Diplomas: Business, Commerce and Management Studies (Required)